-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vp+2/v/HBOoS5cadKEGg7XS9tbHUcvkUF47gqDzZfeQi865KkzYvrqx29QdFaKlE SAq0oVe571rW2HADkKfC6A== 0000912057-00-003271.txt : 20000203 0000912057-00-003271.hdr.sgml : 20000203 ACCESSION NUMBER: 0000912057-00-003271 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RLI CORP CENTRAL INDEX KEY: 0000084246 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 370889946 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-10133 FILM NUMBER: 518818 BUSINESS ADDRESS: STREET 1: 9025 N LINDBERGH DR CITY: PEORIA STATE: IL ZIP: 61615 BUSINESS PHONE: 3096921000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RLI CORP EMPLOYEE STOCK OWNERSHIP PLAN & TRUST CENTRAL INDEX KEY: 0000900785 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 370889946 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O RLI CORP STREET 2: 9025 N LINDBERG DRIVE CITY: PEORIA STATE: IL ZIP: 61615 BUSINESS PHONE: 3096921000 MAIL ADDRESS: STREET 1: C/O RLI CORP STREET 2: 9025 N LINDBERG DRIVE CITY: PEORIA STATE: IL ZIP: 61615 SC 13G/A 1 13G/A This document consists of one cover page and two pages. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 14 RLI Corp. Name of Issuer Common Stock $1.00 Par Value Title of Class of Securities 749607 10 7 CUSIP NUMBER ____________________ No Fee is being paid with this Statement. ____________________ 1) Name of Reporting Person and IRS Identification Number: RLI Corp. Employee Stock Ownership Plan and Trust ("ESOP") #37-0889946 2) Check appropriate Box if Member of a Group: Not applicable 3) SEC use only 4) Place of Organization: Peoria, Illinois 5) through 10) As of the date of this Schedule, 1,255,670 shares of RLI Corp. Common Stock were owned of record by the ESOP. The right to vote all such Common Stock as well as cash dividends are passed through to the ESOP participants. All beneficial interest in such Common Stock is vested in participants in the ESOP. RLI Corp. and the Trustee disclaim beneficial ownership in the Common Stock owned by the ESOP. All dispositions of the Common Stock owned by the ESOP are made by the Trustee at the direction of RLI Corp. to vested participants upon termination of employment. 11) Percent of Class Represented by Amount in Row 9: 12.7% 12) Type of Reporting Person: EP Item 1(a) Name of Issuer: RLI Corp. Item 1(b) Address of Issuer's Principal Executive Offices: 9025 North Lindbergh Drive, Peoria, IL 61615 Item 2(a) Name of Person Filing: RLI Corp. Employee Stock Ownership Plan and Trust ("ESOP") Item 2(b) Address of Principal Business Office: The ESOP is administered by RLI Corp. The Trustee of the ESOP is Michael A. Price ("Trustee"). Addresses: RLI Corp. 9025 North Lindbergh Drive Peoria, IL 61615 Item 2(c) Citizenship: Organized in Peoria, Illinois Item 2(d) Title of Class of Securities: Common Stock $1.00 Par Value Item 2(e) CUSIP Number: 749607 10 7 Item 3 Eligibility to File Schedule 13G: Employee Benefit Plan which is subject to the provisions of the Employee Retirement Income Security Act of 1974. Item 4 Ownership: As of December 31, 1999, 1,255,670 shares (12.7%) of RLI Corp. Common Stock were owned of record by the ESOP. The right to vote all such Common Stock as well as cash dividends are passed through to the ESOP participants. All beneficial interest in such Common Stock is vested in participants in the ESOP. RLI Corp. and the Trustee disclaim beneficial ownership in the Common Stock owned by the ESOP. All dispositions of the Common Stock owned by the ESOP are made by the Trustee at the direction of RLI Corp. to vested participants upon termination of employment. Item 5 Ownership of Five Percent or Less of a Class: Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable. Item 8 Identification and Classification of Members of the Group: Not applicable. Item 9 Notice of Dissolution of Group: Not applicable. Item 10 Certification: The undersigned certifies that to the best of his knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. RLI Corp. Employee Stock Ownership Plan and Trust Date: 01/31/00 ------------ By: /s/ Michael A. Price ---------------------- Its Trustee -----END PRIVACY-ENHANCED MESSAGE-----